Our services

Our internal rules

Overview of investment risks

This overview has been prepared by AS Redgate Capital for the purpose of notifying potential investors of the main investment risks associated with equity and bond investments. An investor is independently responsible for making investment decisions in such a manner that they correspond to the risk level desired by the investor.

Client categorisation criteria

Pursuant to the requirements of the Securities Market Act (subsection 46 (11)), AS Redgate Capital (hereinafter the Company) is required to establish written procedures for treating clients.

Best execution policy

This Best Execution Policy shall stipulate the terms, conditions and principles, based on which AS Redgate Capital shall execute the transaction orders in financial instruments of retail and professional clients of Redgate Capital.
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Principles for protection and safekeeping of the assets of clients

These Principles for Protection and Safekeeping of the Assets of Clients (hereinafter the Principles) describe how AS Redgate Capital (hereinafter the Company) has arranged the safekeeping and protection of the securities and money of its clients.

Terms and conditions of processing personal data

The purpose of these terms and conditions of processing personal data is to describe how AS Redgate Capital and Redgate Advisory Services OÜ process the personal data of their clients and other persons.

Conditions for identification of persons and verification of data via video call

The following conditions are applied by AS Redgate Capital to establish a client relationship by means of information technology means where the due diligence measures are not applied while being in the same place as the person or their representative.
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Overview of the conflict of interest policies

The purpose of this overview is to describe how AS Redgate Capital and Redgate Advisory Services OÜ prevent of potential conflicts of interests.
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Procedure for resolution of client complaints

The purpose of this Procedure for Resolution of Client Complaints (hereinafter the Procedure) is to regulate the procedure for resolution of client complaints in AS Redgate Capital and its subsidiaries (hereinafter jointly the Company or Redgate Group).

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